Third parties, over whom Vivaldi exercises no control, maintain these web sites. For information pertaining to the registration status of Vivaldi, please contact Vivaldi or refer to the Investment Adviser Public Disclosure web site (This site may provide links to other web sites. Any subsequent, direct communication by Vivaldi with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. Investing in the stock market involves gains and losses and may not be suitable for all investors. This web site is limited to the dissemination of general information pertaining to its investment advisory/management services. Vivaldi may only transact business in those states in which it is notice led, or qualifies for an exemption or exclusion from notice ling requirements. Vivaldi and its representatives are in compliance with the current notice ling and registration requirements imposed upon registered investment advisers by those states in which Vivaldi maintains clients. Vivaldi Capital Management, LP (“Vivaldi”) is an SEC registered investment adviser with its principal place of business in the State of Illinois.
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